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MGT 4900,Business Policy, CSU, Stanislaus

Business Policy

Some Basic Definitions

BUSINESS:

1. (archaic): purposeful activity

2. a. role, function

b. an immediate task or objective, mission

c. a particular field of endeavor

3. a. a usually commercial or mercantile activity

engaged in as a means of livelihood: trade, line

b. commercial of sometimes industrial enterprise

c. usual economic dealings

 

POLICY:

1. a. prudence or wisdom in the management of affairs.

b. management or procedure based primarily on material interest.


2. a. a definite course or method of action selected from alternatives and in light of given

conditions to guide and determine present & future decisions.

b. a high-level overall plan embracing the general goals and acceptable procedures .

 

MANAGE:

1. a. to handle or direct with a degree of skill or address.

b. to treat with care.

c. to exercise executive, administrative & supervisory direction of.

2. a. to direct or carry on business or affairs.

b. to achieve one’s purpose.

 

STRATEGY:

1. a. generalship (Greek root: strategis)

note the military implication of this word

2. a. a careful plan or method

b. the art of devising or employing plans and stratagems toward a goal.

 

STRATEGIC:

1. a. necessary to or important in the initiation, conduct or completion of a strategic plan.

b. of great importance within an integrated whole or to a planned effect.

 

ORGANIZE:

1. to cause or develop an organic structure.

2. to arrange or form into a coherent unity or functioning whole.

3. to set up an administrative structure for.

4. at arrange elements into a whole of interdependent parts.

 

ORGANIZATION:

1. the act or process of organizing or of being organized

2. a. an association or society

b. an administrative or functional structure and the personnel of such structure .


Definitions of Strategy in Business Policy

 

Chandler (1962):

"…the determination of the basic long-term goals and objectives of an enterprise, and the adoption of courses of action and the allocation of resources necessary for carrying out these goals."

 

Ansoff (1965):

Strategy is composed of four components:

(1) Product/market scope

(2) Growth Vector

(3) Competitive Advantage

(4) Synergy

 

 

Andrews (1965):

"…the pattern of objectives, purposes or goals and major policies and the plans for achieving these goals, stated in such a way as to define what business the company is in or is to be in and the kind of company it is or is to be."

 

"The ability to identify the four components of strategy -

 

(1) Market Opportunity,

(2) Corporate Competencies and Resources,

(3) Personal Values and Aspirations, and

(4) Acknowledged obligations to segments of society

other than stockholders,

 

- is nothing compared to the art of reconciling their implications in a final choice of purpose."

 

LEVELS OF STRATEGY

 

(1) Enterprise - usually thought of as the mission

(2) Corporate - what businesses do we operate in?

(3) Business - how do we operate in a single business?

(4) Functional - operational decision making


ENVIRONMENTAL CONSIDERATIONS

When we discuss the environment we are attempting to grasp at understanding forces external to the organization.

 

The environment considered in corporate strategy must include:

(1) overall economic circumstances,

(2) sociopolitical & cultural considerations,

(3) the competitive environment,

(4) governmental restraints,

(5) special interest groups, and

(6) anyone else who would be considered a stakeholder.


GOAL FORMULATION

 

In strategy formulation, the process is influenced by,

(1) the environment,

(2) the power and personal goals of stakeholders,

(3) the condition of the organization, and

(4) the type of organization involved.

 

THE THREE STRATEGY MAKING TASKS

 

Developing a Mission

The basic premise of mission statements is thinking through and articulating:

(1) What the business is,

(2) What the business will be, and

(3) What the business should be.

The company’s mission should be broad enough to encompass the range of activities that constitutes the business and narrow enough to focus on those activities that give the firm competitive advantage.

*** The Role of Entrepreneurship***

"Setting a corporate purpose that members of the organization can identify with and be proud of is an ennobling act." (Richards, 1986)

Establishing Objectives

Objectives accomplish several things:

(1) provide guidance,

(2) effect planning,

(3) provide motivation, and

(4) form the basis for evaluating activity.

 

Objectives must be derived from "what our business is, what it will be and what it should be." (Drucker, 1973)

Objectives must be operational. Hopefully, they are quantifiable.

Objectives must make possible the concentration of resources and effort. They must be selective rather than encompass everything.

Establishing Objectives (Cont.)

There needs to be multiple objectives in the organization. The manage a business is to balance a variety of needs and goals. This requires multiple objectives.

Objectives in organizations may be in conflict. This is due to the achievement of one objective to the detriment of another (selective attention as a coping mechanism).

Managers attend to objectives when they are rewarded to do so.

 

Crafting a Strategy

Question: Is strategy formulation a rational process, or does is consist of power and coalition formation?

 

Rational-Deductive School:

The German tradition is most explicit on this point. The Unternehmer, that is the top man alone knows what the business is all about and alone makes entrepreneurial decisions. Everybody else is essentially a technician who carries out prescribed tasks. No one but the Unternehmer needs to understand the mission and purpose of the business.

(Drucker, 1974)

Power and Coalition School:

The Development and use of power, authority, influence and politics are natural adjuncts to the processes needed to formulate, shape and implement major organizations’ strategies…the full strategy is rarely written down in one place. The process used to arrive at the total strategy are typically fragmented, evolutionary & largely intuitive.

(James Brian Quinn, 1980: Logical Incrementalism)

HENRY MINTZBURG: CRAFTING STRAGY

 

The crafting image better captures the process by which effective strategies came to be.

 

Strategies need not be deliberate - they can also emerge.

 

Emergent strategies are strategies that appear without clear intentions.

 

The Paradox: Purely deliberate strategies preclude learning once the strategy is formulated. However, purely emergent strategies preclude control.

 

Strategic reorientations happen in brief, quantum leaps.

 

Kierkegaard - "Life is lived forward but understood backward."

 

WHAT EFFECTIVE GENERAL MANAGERS REALLY DO

 

(1) They spend most of their time working with others.

The average general manager (GM) spends only 25% of

their time working alone.

 

(2) In allocating their time, GMs often react to initiatives.

Much of the GMs day is unplanned. Most of their time is

spent in short, disjointed conversations.

 

(3) GMs spend considerable time network building.

 

(4) GMs work long hours (55-60 hours/week average).

(Kotter, 1982)

 

"Deals are my art form. Other people paint beautifully on canvas or write wonderful poetry. I like making deals, preferably big deals. That’s how I get my kicks."

Donald Trump,
The Art of the Deal, Ch.1.

(1987)

 

How To Conduct an Industry Analysis

 

There are basically two types of data about industries:

(1) Published Data, corporate, media or analysts

(2) Interviews with industry participants & observers.

 

Then there are two decisions to be made:

(1) Decide what it is you are looking for, &

(2) How you are going to sort through the data.

 

One strategy is to get a broad overview of the industry and then focus on specific companies. Another is to study companies one at a time. It is suggested that a broad overview may be more efficient.

 

Obtaining the Overview:

 

(1) Find out who is in the industry. One way to do this is through determining the industry’s SIC code (Standard Industry Classification, U.S. Bureau of the Census).

 

(2) Industry Studies. These are found in a variety of sources.

 

(3) Annual Reports, Proxy Statements, 10-Ks. (Available on-line, microfiche & hard copy).

 

(4) Periodical Literature and CD-ROMs (Compact Disclosure, Infotrac, etc.).

 

(5) On-Line sources (Web sites, Lexis/Nexis, Dow Jones).

 

(6) Field Data (Interviews, Observations, telephone calls).

 

(Porter, 1980)

RAW DATA CATEGORIES FOR INDUSTRY ANALYSIS

 

DATA CATEGORIES COMPILATION

Product Lines By Company (4)

Buyers & their behavior By Year (5-Years)

Complementary Products By Functional Area

Substitute Products By Division

 

Industry Growth

Rate

Pattern (Seasonal, Cyclical)

Determinants of growth

 

Technology of Production & Distribution

Cost Structure

Economies of Scale

Value Added

Logistics

Labor

 

Marketing & Selling

Market Segmentation

Marketing Practices

 

Innovation

Type

Sources

Rate

 

Suppliers

Distribution Channels

Competitors - Strength, Strategy, Goals & Weaknesses

Social, Political & Legal Environment

Macroeconomic Environment (Porter, 1980)


STRUCTURAL DETERMINANTS OF THE

INTENSITY OF COMPETITION

 

I. Bargaining Power of Buyers

A Buyer group can be powerful if:

(1) The buyer is concentrated or purchases large volumes relative to seller sales.

(2) The products it purchases from the industry represent a significant fraction of the buyer’s costs or purchases.

(3) The products the buyer purchases from the industry are standard or undifferentiated.

(4) The buyer faces few switching costs.

(5) The seller earns low profits.

(6) Buyers pose a threat of backward integration.

(7) The industry’s product is unimportant to the quality of the buyer’s products or services.

(8) The buyer has full information (e.g. your costs).

 

II. Bargaining Power of Suppliers

A Supplier Group can be powerful if the following apply:

(1) The supplier is dominated by a few companies and is more concentrated than the industry it sell to.

(2) The supplier is not obliged to contend with other substitute products for sale to the industry.

(3) The industry is not an important customer to the supply group.

(4) The supplier’s product is an important input to the buyer’s business.

(5) The supplier groups products are differentiated or it has built up switching costs.

(6) The supplier group poses a credible threat of forward integration.

(7) Labor is a supplier. Scarce, highly skilled employees can bargain away industry profitability.

III. Intensity of Rivalry among Existing Competitors:

Numerous or Equally Balanced Competitors

Slow Industry Growth

High Fixed or Storage Costs

Lack of Differentiation or Switching Costs

Capacity Augmented in Large Increments

Diverse Competitors

High Strategic Stakes

High Exit Barriers

 

IV. Threat of New Entrants depends on Barriers to Entry:

Economies of Scale

Product Differentiation

Capital Costs (e.g. plant & equipment)

Switching Costs

Access to Distribution channels

Government Policy

 

V. Pressure from Substitute Products

Substitute Products that Deserve the Most Attention are:

(1) Products that begin to have a good price-performance tradeoff with your industry’s product, or

(2) are produced by industries earning high profits. Competition in their industry will send them looking for yours.

 

VI. SHADOW FORCE: Government as a Force in Industry Competition. "The Level Playing Field".

 

(Porter, 1980)

CONDUCTING A COMPANY SITUATION ANALYSIS

 

1. Strategic Performance Indicators

Market Share

Sales Growth

Return on Equity

Market Penetration

 

2. Competitive Assessment (SWOT)

Internal Strengths

Internal Weaknesses

External Opportunities

External Threats

 

3. Competitive Strength Assessment

Quality/Product Performance

Reputation/Image

Technological Skills

Manufacturing Capability

Marketing/Distribution

Relative Cost Position

 

4. Financial Assessment

Profitability

Liquidity

Leverage

Turnover

 

5. Conclusions concerning Competitive Position

6. Major Strategic Issues/Problems

7. Recommendations/Strategies for Success

THE COMPETITOR RESPONSE PROFILE

Given an analysis of a company’s strategic situation, we can begin to ask the critical question of how a company is likely to respond to external threats:

Offensive Moves:

The first step is to assess the strategic changes the competitor might initiate:

(1) Satisfaction with current position. (Is the company likely to initiate a strategic change?)

(2) Probable Moves. (Most probable actions, given history).

(3) Strength & Seriousness of Moves. (What does the company hope to gain?)

An assessment of probable gain coupled with analysis of the competitor’s goals will give an indication of how serious the company will be in response to resistance.

 

Defensive Capability

The next step is to construct a list of the feasible moves a company might make given industry or environmental changes. These possible actions need to be assessed in light of the following considerations:

(1) Vulnerability. Where is the company most vulnerable? What moves are competitor powerless to affect?

(2) Provocation. What moves will force the competitor to retaliate, regardless of consequences? Should these areas be avoided?

(3) Effectiveness of retaliation. Where is the company hindered from responding effectively, given its goals and strategy?

THE COMPETITOR RESPONSE PROFILE

Current Strategy

How is the business currently competing?

Future Goals

What plans and strategies does the company have for the future?

 

Assumptions

What assumptions does the company hold about itself and the industry in which it operates?

 

Picking the Battleground

Assuming that competitors will retaliate to moves a firm initiates, its strategic agenda involves selecting the best battleground for fighting it out with its competitors.

 

(1) The ideal is to find a strategy that competitors are unable to react to given their present circumstances.

 

(2) Another good way to pick a fight is to create a situation of mixed motives or conflicting goals for competitors.

(Porter, 1980)

 

THE CORE COMPETENCE OF THE CORPORATION

Prahalad & Hamel, HBR, 1990

 

"In the short run, a company’s competitiveness derives from the price/performance attributes of current products…In the long run, competitiveness derives from an ability to consolidate corporatewide technologies and production skills into competencies that empower individual businesses to adapt quickly to changing opportunities."

Identifying the Core Competence of a Company:

(1) It should provide potential access to a wide variety of markets.

(2) It should make a significant contribution to the perceived customer benefits of the end product.

(3) It should be difficult for competitors to imitate.

 

From core Competencies to Core Products

(1) The tangible link between identified core competencies and end products is what we call the core products - the physical embodiments of one or more core competencies.

(2) Core products are the components or subassemblies that actually contribute to the value of end products.

(3) To sustain leadership in their chosen core competence areas, companies seek to maximize their world manufacturing share in core products.

(4) A dominant position in core products allows a company to shape the evolution of applications and end markets.

 

A few companies have proven themselves adept at inventing new markets, quickly entering new markets, and dramatically shifting consumer behavior in markets. These are the ones to emulate.

 

 

"Everything which is properly business we must keep carefully separate from life. Business requires earnestness and method; life must have a freer handling"

 

Goethe (1809)

Elective Affinities, 4.

 

STRATEGY AND COMPETITIVE ADVANTAGE

 

Winning Business Strategies are grounded in sustainable Competitive Advantage.

 

* Core Competencies

* Competitive Advantage

 

Competitive Advantage:

A company has competitive advantage whenever it has an edge over rivals in securing customers and defending against competitive forces.

Sources of Competitive Advantage:

(1) Highest Quality Product

(2) Superior Customer Service

(3) Achieving Lower Costs than Rivals

(4) More Convenient Geographic Location

(5) Better Performing Product

(6) Better Value Product (Quality, Service, Price)

 

GENERIC STRATEGY #1:

OVERALL COST LEADERSHIP

 

The aim of overall cost leadership is to achieve the lowest cost structure relative to other firms in the industry. Cost leadership is a viable strategy for earning above-average returns in an industry.

Cost Leadership requires:

(1) Aggressive construction of efficient-scale facilities.

(2) Vigorous pursuit of cost reductions from experience.

(3) Tight cost and overhead control.

(4) Avoidance of marginal customer accounts.

(5) Cost minimization in areas like R&D, service, ads, etc.

A great deal of managerial attention must be devoted to cost control, though quality, service and other factors cannot be ignored.

Commonly Required Skills & Resources:

(1) Sustained capital investment & access to capital.

(2) Process engineering skills.

(3) Intense supervision of labor.

(4) Products designed for ease of manufacture.

(5) Low-cost distribution system.

 

Common Organizational Requirements:

(1) Tight cost control

(2) Frequent, detailed cost reports

(3) Structured organizational responsibilities

(4) Incentives based on strict quantitative targets.

 

OVERALL COST LEADERSHIP

Porter 5-Forces Analysis:

Competitors: Lower costs mean the company can still earn returns after its competitors have competed away their profits through rivalry.

Buyers: Firm is defended against powerful buyers because buyers can exert their power only to drive pries down to the level of the next most efficient competitor.

Suppliers: Low cost provides more flexibility to deal with input cost increases.

Entrants: Low cost usually provides substantial barriers to entry in terms of economies of scale or cost advantages.

Substitutes: Low cost firm is well positioned to defend from substitutes relative to their competitors due to an advantageous cost position.

Summary: Low cost protects the firm because competitive pressures will erode marginal profits only to the next most efficient competitor’s marginal cost, and less efficient competitors will suffer first.

 

OVERALL COST LEADERSHIP

Risks of a Low-Cost Strategy:

(1) Technological change can nullify all past investments, technology and learning.

(2) Low-Cost learning by competitors by imitation or investment in state-of-the-art facilities.

(3) Failure to react to required product or marketing changes due to obsession with cost.

(4) Inflation of costs that narrow a firm’s ability to maintain enough of a price differential to compete with a competitor’s brand images or other approaches to differentiation.

 

Summary:

Cost Leadership imposes severe burdens on the firm to keep up its position, which means reinvesting in modern equipment, ruthlessly scrapping its obsolete assets, avoiding product line proliferation and being alert to technological improvements. Learning curves with production volume do not occur automatically.

 

(Porter, 1980)

GENERIC STRATEGY #2:

DIFFERENTIATION

The generic strategy of differentiation involves creating something that is perceived industrywide as being unique.

Approaches to differentiation takes many forms:

(1) design or brand image

(2) technology

(3) features

(4) customer service

(5) dealer network, etc.

A differentiation strategy does not allow the firm to ignore costs, but cost is not the primary strategic target. Differentiation is a viable strategy for earning above-average returns in an industry.

Commonly Required Skills & Resources:

(1) Strong marketing abilities

(2) Product engineering

(3) Creative flair

(4) Strong capability in basic research

(5) Corporate reputation for quality or technology

(6) Long corporate tradition or unique skills

Common Organizational Requirements:

(1) Strong coordination among functions in R&D, product development & marketing

(2) Subjective measurement & incentives instead of quantitative measures

(3) Amenities to attract highly skilled labor, R&D or creative people

DIFFERENTIATION

 

Porter 5-Forces Analysis:

 

Competitors: Provides insulation against competitive rivalry through brand loyalty, which lowers consumer price sensitivity. This widens margins, which avoids the need for a low-cost position.

Buyers: Buyers lack comparable alternatives and are less price sensitive.

Suppliers: Higher margins give the firm leverage over suppliers, making the firm less sensitive to supplier demands.

Entrants: Brand loyalty and product uniqueness provide a barrier to entry.

Substitutes: Substitutes must overcome uniqueness and brand loyalty as well.

Summary: Achieving differentiation sometimes precludes market share. It requires a perception of exclusivity, which is incompatible with high market share. Achieving differentiation sometimes implies a trade-off with cost position if the activities required to create it are inherently costly. This is not always the case, however.

 

DIFFERENTIATION

Risks of Differentiation:

(1) The cost differential between low-cost competitors and the differentiated firm may become too great for the differentiated firm to hold brand loyalty. Buyers will then sacrifice some of the features, services or image possessed by the differentiated firm for large cost savings.

(2) Buyer’s need for the differentiating factor falls. This may occur as buyers become more sophisticated.

(3) Imitation narrows perceived differentiation, a common occurrence as industries mature.

Summary:

A firm may achieve differentiation, but this differentiation will usually sustain so much of a price differential. If a differentiated firm gets too far behind in cost, a low-cost firm may be in a position to make major inroads.

 

(Porter, 1980)

 

GENERIC STRATEGY #3:

FOCUS

 

Focus involves targeting a particular buyer group, segment of the product line, or geographic market.

Focus can take many forms. The entire strategy is built around serving a particular target very well.

The strategy rests on the premise that the firm is thus able to serve its narrow strategic target more efficiently or effectively than competitors who are competing more broadly.

As a result, the firm achieves either differentiation from better meeting the needs of the particular target, lower costs in serving the target, or both.

The firm achieving focus may also potentially earn above-average returns for its industry.

The focus strategy always some limitation on the over-all market share achievable. Focus necessarily involves a trade-off between profitability and sales volume.

Like the differentiation strategy, it may or may not involve a trade-off with overall cost position.

Firms selecting a focus strategy may want to select targets without substitutes or where competitors are weakest.

FOCUS

Commonly Required Skills & Resources:

Differentiation and/or low cost skills directed at a particular target.

Common Organizational Requirements:

Differentiation and/or low cost organizational requirements directed at a particular target.

Porter 5-Forces Analysis:

See low cost & differentiation analyses. Focus may incorporate elements of both.

Risks of a Focus Strategy:

(1) The cost differential between broad-range competitors and the focused firm may widen to eliminate the cost advantages of serving a narrow target or to offset the differentiation achieved by focus.

(2) The differences in desired products or services between the strategic target and the market as a whole may narrow.

(3) Competitors may find strategic submarkets within the strategic target and outfocus the focuser.

(Porter, 1980)

 

TACTICS

Offensive Strategies:

(1) Attack competitor strengths

(2) Attack competitor weaknesses

(3) Simultaneous attack on all fronts

(4) End-Run offensives

(5) Guerrilla offensives

(6) Pre-Emptive strikes (first-mover advantage)


Defensive Strategies
:

(1) Buttress the firm’s present position

(2) Presenting a moving target

(3) Retaliation

(4) Lowering margins of return (price war)

 

Vertical Integration

This can be both offensive and defensive. It involves extending the firm’s range of activities backwards and forwards in the value chain.

Timing

The Art of War by Sun Tzu

Waiting (Patience)

 

Being good in business is the most fascinating kind of art…Making money is art and working is art and good business is the best art.

Andy Warhol (1928-1987)

From A to B & Back Again

 

TACTICS IN VARIOUS INDUSTRIES

Emerging and Growing Industries

No Established rules, Tremendous Uncertainty

Maturing Industries

Less product line, more process innovation

Focus on costs, present customers

Diversification, Globalization

The problem of middle-of-the-road

Stagnant or Declining Industries

Focus on profitable niche markets

Differentiation

Focus on costs

Harvest

Fragmented Industries

Focus on customer, product or geographic niche

"Formula" facilities

Low-Cost operator

TACTICS FOR 3 COMPANY SITUATIONS

Industry Leadership

Stay on the Offensive

Fortify and Defend

Follow-the-Leader

Runner-Up Position

Vacant-Niche Approach

Specialist

Differentiation from Leader

Growth via Acquisition

Content Follower (Don’t rock the boat)

Firms in Crisis

Offensive Turnaround

Fortify and Defend

Harvest

Run!

 

COMPETING INTERNATIONALY

The pattern of international competition differs markedly from industry to industry:

At one of the spectrum, international competition takes a form that can be labeled multidomestic. Competition in each nation is essentially independent. Competition takes place on a country-by-country basis. The international industry, then, is essentially a collection of domestic industries.

* Milk example

 

At the other end of the spectrum are global industries, in which a firm’s competitive position in one nation significantly affects its position in other nations. Rivals compete against each other on a truly global basis, drawing on competitive advantages that grow out of their entire network of global activities. Industries have become increasingly global since the post WW II era.

* Gillette Sensor example

In global industries, firms are compelled to compete internationally in order to achieve or sustain competitive advantage in the most important industry segments. There may well be segments in such industries that are domestic because of unique national need, in which a purely domestic firm can prosper. Choosing a domestic focus in a global industry is perilous, no matter what the firm’s home nation.

(Porter, 1990)

COMPETITIVE ADVANTAGE THROUGH

GLOBAL STRATEGY

A global approach to strategy provides two distinctive ways in which a firm can gain competitive advantage. First, it can disperse activities among the nations in the world market in the way that best serves the world market and the firm. Second, the global firm can coordinate these activities globally in a manner that provides competitive advantage. These two concepts can be summarized as follows:

(1) CONFIGURATION: Where, and in how many nations, each activity in the value chain is performed. Does the company produce in one huge plant or establish plants worldwide?

(2) COORDINATION: How dispersed activities are coordinated. Is the same brand name or sales approach used in each nation, or does each unit choose a separate brand and sales channel custom tailored to each local market?

In multidomestic competition, multinationals have largely autonomous subsidiaries in each nation and manage them like a portfolio. In global competition, firms seek to gain much greater competitive advantage from their international presence, through locating activities with a global perspective and coordinating actively among them.

(Porter, 1990)

GLOBAL CONFIGURATION

Global companies faces the choice whether to concentrate activities in one or two nations or to disperse them.

Concentrating Activities:

In some industries, competitive advantage arise from concentrating activities in one nation and exporting to foreign markets. This occurs when there are significant scale economies for the activity, or advantages to locating linked activities in the same place to allow better coordination.

Dispersing Activities:

In other industries, competitive advantage arises from dispersing activities in many nations. It is favored in industries where there are high costs that make it inefficient to operate from a central location, and by the presence of risks: exchange rate risk, political risk, supply interruptions and tariff barriers. Dispersing activities also makes sense where local product needs differ substantially. (Government Role)

Locating Activities:

Given choice of number of sites, the next question is where to locate it. Activities are usually all located initially in the home nation. In a global strategy, however, a firm can choose any nation in which to assemble products, conduct research, etc. The classical reason for locating a particular activity in a particular nation is favorable costs. Another reason may be favorable inputs, such as labor or R&D talent. Firms also locate activities if doing so is a condition for business.

(Porter, 1990)

GLOBAL COORDINATION

The other means by which firms gain competitive advantage through a global approach is by coordinating activities among different nations. Coordination involves sharing information, allocating responsibility and aligning efforts.

Global coordination leads to a number of benefits:

(1) Accumulated knowledge acquired at dispersed sites can be pooled.

(2) Firms can receive early warnings of industry changes before they become broadly apparent.

(3) Dispersed activities may allow a firm to respond to shifting exchange rates and other costs.

(4) Coordination may enhance the attractiveness of the firm for international buyers.

(5) Coordination across countries yields flexibility in responding to competitors.

However, global coordination also has problems:

(1) Large differences between countries works against coordination. Learning may not be applicable.

(2) Global coordination requires a great deal of effort due to firm complexity, linguistic and cultural differences, and the need for open, high level information exchange.

(3) Subsidiary managers may not care what the home (perhaps foreign home) office says.

(4) Global subsidiaries may view each other as competitors.

As a result coordination is the exception rather than the rule in many global companies.

(Porter, 1990)

 

Merchants have no country. The mere spot they stand

on does not constitute so strong an attachment

as that from which they draw their gains.

Thomas Jefferson

Letter to Horatio Spafford

March 17, 1814

 

CORPORATE DIVERSIFICATION

What is Diversification?

Ansoff (1965): Diversification represents the entry of the firm into new markets with new products.

Kamien & Schwartz (1975): Diversification is the extent to which firms classified in one industry produce goods classified in another.

Ramanujam & Varadarajan (1989): Diversification is defined as the entry of a firm or business unit into new lines of activity, either by processes of internal business development or acquisition, which entails changes in its administrative structure, systems and other management processes.

So What? Why diversify?

It has been suggested that there may by influences at work which cause a firm to diversify. These could be for proactive and for defensive reasons:

(1) The decision may be shaped by the general environment (e.g. legal, political, economic, technological, social)

(2) The industry’s competitive environment may cause it.

(3) Specific characteristics of the firm itself may cause it.

(4) Firm performance objectives may drive it.

(Ramanujam & Varadarajan, 1989)

Given Diversification, Where do we go?

Once the decision to diversify has been made, the next issue the firm faces is the direction in which to diversify. A firm seeking to diversify can be viewed as basically seeking ways to modify its business definition so as to satisfy some set of performance objectives. According to Abell (1980), a business can be defined in terms of:

(1) the customer needs it seeks to satisfy,

(2) the technologies it uses in satisfying the customer, &

(3) the targeted customer groups.

Diversification is a function of Business Re-Definition

The new lines of activity into which a firm chooses to diversify may therefore involve modifications along one or more of their key dimensions of business definition. Typically, firms do not modify all of these definitions together, but instead focus on the dimension that represents the firm’s greatest strength or offers the greatest opportunity.

Research into corporate diversification has found that firms tend to diversify into industries that are similar to their primary industry in terms of advertising intensity, R&D intensity, and/or the buyer-seller relationship.

The thrust of diversification then moves along one or several of the following lines:

(1) technologies,

(2) products or services,

(3) geographic markets,

(4) customer segments, or

(5) distribution channels.

(Ramanujam & Varadarajan, 1989)

Diversification Definitions

Diversification can be aimed at realizing technological or marketing synergies. This can be thought of as related diversification. An operational definition is all products within a firms’ 2-digit primary SIC code.

Diversification can be undertaken in order to realize economies in the securing or allocation of financial resources. This can be thought of as unrelated diversification. An operational definition is all product lines outside a firms’ 2-digit primary SIC code.

Diversification can also be used to obtain vertical economies, such as reducing costs by integrating backward or forward. This can be thought of as vertical integration.

What are the Risks/Rewards of Diversification?

Rumelt (1982): The highest levels of profitability are exhibited by those companies having a strategy of diversifying primarily into areas that draw upon some common core skill or resource. The lowest profitability were vertically integrated businesses and unrelated diversifiers.

Conclusion: Vertical integration may lock a firm into inefficient sources of raw materials, while unrelated diversification may provide management problems that can not be addressed adequately by incumbent management.

Then How Do We Diversify?

There are two main methods of diversifying:

(1) internal business development, or

(2) mergers & acquisition.

A mixture of the two modes is also possible.

In terms of acquisition, Lubatkin (1988) argues that related mergers are more valuable to shareholders than unrelated mergers. Unrelated mergers are argued to be more value-neutral. In a merger, the big winner always seems to be the acquired firm’s shareholders. Acquiring firms always seem to overpay.

However, internal business development is often seen as expensive, uncertain and highly risky. Acquisition often ensures instant access to technologies & markets, while internal development often involves significant lead times.

Another option is a gradual entry into businesses via:

(1) licensing,

(2) joint ventures,

(3) strategic alliances, or

(4) equity stakes in independent firms.

These modes of entry fall somewhere between the two main methods of diversification.

Management of Diversity

Question: How do we manage the newly-found diversity of the firm? This introduces the idea corporate structure. An internal organization must be developed to cope with the complexity.

(Ramanujam & Varadarajan, 1989)

 

Perpetual devotion to what a man calls his business is only to be sustained by neglect of many other things.

Robert Louis Stevenson

An Apology for Idlers

Virginibus Puerisque

 

 

ANALYZING A DIVERSIFIED CORPORATION

Preliminary Analysis:

Identify company’s segments

Identify segment sales

Identify segment profits

Contrast segment sales against segment profits

Then: Analyze present corporate strategy

Analyzing the Present Corporate Strategy

(1) Identify the extent to which the firm is diversified

(2) Isolate whether the firm’s portfolio is based on related or unrelated diversification, or both. Is the firm vertically integrated? If so, how?

 

(3) Identify whether the scope of company operations is domestic, multinational or global.

 

(4) Chart recent moves by business units to boost performance and strengthen existing position.

 

(5) Follow recent moves to add new businesses to the portfolio and gain entry to new industries.

 

(6) Identify recent moves to divest unattractive business units.

 

(7) Record recent moves to seek business synergies with other business units.

 

(8) Attempt to track the flow of capital expenditures to each business unit.

BCG GROWTH SHARE MATRIX

Two Axes:

(1) Growth - proxy for the net cash flows required to operate the business unit.

(2) Relative Market Share - proxy for competitive position of the business unit in its industry.

The growth/share chart is usually divided into four quadrants. The key idea is that business units located in each of these four quadrants will be in fundamentally different cash flow positions and should be managed differently, which leads to some implications for how the firm should try to build its overall portfolio.

Cash Cows: Businesses with high relative share in low-growth markets will produce healthy cash flow, which can be used to fund other, developing businesses.

Dogs: Businesses with low relative share in low-growth markets will often be modest cash users. They will be cash traps because of their weak competitive position.

Stars: Businesses with high relative share in high-growth markets will usually require large amounts of cash to sustain growth but have a strong market position that will yield high profits. They may be nearly in cash balance.

Question Marks: Businesses with low relative share in rapidly growing markets require large cash inflows to finance growth and are weak cash generators because of their poor competitive position.

(Porter, 1980)

BCG GROWTH SHARE MATRIX

How It Works:

Cash Cow can make Question Marks into Stars

Stars eventually become Cash Cows

Question Marks that don’t make Stars become Dogs

Dogs should be Divested or Harvested

(Porter, 1980)

BCG Procedure:

(1) Identify each segment of the diversified company and each segments’ sales.

(2) Identify the industry that each segment operates in.

(3) Identify each industry’s growth rate.

(4) Find the industry leader in each industry segment and identify their market share.

(5) Identify the market share of each company segment in their respective industries.

(6) Calculate relative market share for each company segment.

(7) Graph BCG matrix, scaling each segment to their contribution to corporate revenues.

 

THE BOTTOM LINE

Evaluating Unit Performance

(1) Sales Growth

(2) Profit Growth

(3) Contribution to Company Earnings

(4) Return on Capital Invested

(5) Cash Flow Generation

Keep in mind that each industry has different industry levels of profitability, e.g. some industries are more profitable than others. Absolute performance measures can be misleading when comparing across industries.

Strategic Fit Analysis

(1) Does the business unit mesh with the distinctive core competence of the corporation?

(2) Does the business unit complement the corporate portfolio?


Fit can be strategic or it can be financial.

Strategic Options for Company Segments

(1) Alter the strategy of a business unit.

(2) Add new business units.

(3) Divest business units.

(4) Form alliances to strengthen a weak unit.

(5) Lower performance criteria.

(Thompson & Strickland, 1996)

Corporation. An ingenious device for obtaining individual profit without individual responsibility.

Ambrose Bierce (1842-1914)

The Devil’s Dictionary

 

THE ADMINISTRATIVE COMPONENTS OF

STRATEGY IMPLEMENTATION

Worker Motivation

Compensation

Corporate Culture

Internal & External Politics

Corporate & Individual Ethics

Organizational Change

 

 

STRATEGY IMPLEMENTATION

AS SUBSTANCE AND SELLING

Implementation must be considered during strategy formulation, not later, for it may then be too late.

A great strategy is only great if it can actually be implemented.

 

There are patterns of behavior for effective

strategy implementation:

(1) Obtain broad-based inputs and participation at the formulation stage. Involve people early.

(2) Carefully and deliberately assess the obstacles to implementation.

(a) internal obstacles

(b) external obstacles

(3) Make early, first-cut moves across the full array of implementation levers: resources, policies, people, structure, and rewards.

(4) Sell, sell, sell the strategy to everyone who matters - up, down, across and out. Build and maintain support among key constituencies for a plan that is freshly emerging.

(5) Steadily fine tune, adjust and respond as events and trends arise. Then they wait until circumstances unfold to identify other decisions that need to be made.

(Hambrick & Cannella, 1989)

 

THE MORAL COMPONENT OF

CORPORATE STRATEGY

There are two poles of opinion regarding the role of ethics in strategy:

(1) The Economic Isolationists

To some the suggestion that an orderly process of strategy determination should include the discussion of highly controversial ethical issues is repugnant. Some, such as Milton Friedman, think that ethics has no place. Their argument is that business should be required to live up its legal obligations and that consideration of strategic alternatives should be purely economic.

(2) An Emerging View

An emergent view in the leadership of our most prominent corporations is that strategists must take into account - as part of the social environment - steadily rising moral and ethical standards. Reconciling the conflict in responsibility that occurs when profit and social needs appear on the same agenda adds to the complexity of strategy formulation.

Attention is called to this for many reasons:

(a) declining public confidence in institutions

(b) distrust of business

(c) globalization and differing ethical standards

(d) rising expectations of U.S. investors

Some of the most difficult choices confronting a company are those that must be made among several alternatives that appear equally attractive and also equally desirable.

 

(Andrews, 1980)

THE CULTURES OF WORK ORGANIZATIONS

Human cultures emerge from people’s struggles to manage uncertainties and create some degree of order in social life. Organizational cultures provide members with sets of ideas that help them to cope with uncertainties.

Some Characteristics of Cultures:

Collective: They are the repositories for what their members agree about.

Emotionally charged: People’s allegiance to ideologies and cultural forms spring more from emotional needs than from rational consideration.

Historically Based: People cherish and cling to ideologies because they seem to make the future predictable by making it conform to the past.

Inherently Symbolic: Cultural communication is infused with symbols that are considered the basic unit of expression.

Dynamic: Cultures continually change.

Inherently Fuzzy: Cultures are not unified, but rather incorporate contradictions, paradoxes and confusion.

Some Consequences of Cultures:

(a) Management of Collective Uncertainties

(b) Creation of Social Order

(c) Creation of Continuity

(d) Creation of Collective Identity and Commitment

(e) Encouragement of Ethnocentrism

(f) Dual Consequences: Positive and Negative

(Trice & Beyer, 1992)

 

Humans build their cultures, nervously loquacious,

on the edge of an abyss.

Kenneth Burke (1942)

Harvard Theological Review